Investment Compliance

Role overview

This position is for a Compliance Reporting Lead who will help drive client relationships that create a strong service experience. The role combines technical compliance expertise with hands-on rule coding, client support, and problem-solving for complex investment guidelines.

What you will do

• Build, maintain, and validate automated logical rules used for client financial instruments.
• Keep rule sets aligned with each Client Investment Agreement and update them when regulations change.
• Act as a catalyst for change by bringing technical depth to compliance reporting initiatives and spotting potential breaches.
• Create practical solutions for client needs, including configuration and coding in the Compliance Reporting application, while improving the existing rule library.
• Interpret client-specific nuances and convert them into solutions that fit business goals.
• Update current fund rules in the system and adjust them promptly as client requirements evolve.
• Match client expectations with system functionality and complete required maintenance on client accounts.
• Work with investment managers to examine guideline breaches and support clients in resolving them.
• Keep up to date with market practices, product changes, and regulatory developments.
• Handle complex technical requests from global clients, interpret investment mandates, and translate them into coded rules.
• Build or strengthen working knowledge of financial instruments, including derivatives.

What we are looking for

• A degree in a relevant technical or analytical field such as Finance, Mathematics, Economics, Computer Science, or Business.
• Practical experience with financial instruments.
• Experience in coding or report writing, especially in logic-based database environments.
• Strong understanding of financial markets and instruments.
• Knowledge of compliance reporting products.
• Excellent written and spoken communication skills.

About the employer

The organization is a major global financial services firm serving corporations, governments, wealthy individuals, and institutional investors. It focuses on building long-term client partnerships through a high standard of service and a strong, values-driven approach. The business also emphasizes diversity, inclusion, and equal opportunity in the workplace.

About the team

The Commercial & Investment Bank operates across banking, markets, securities services, and payments. It supports clients in more than 100 countries by providing strategic advice, raising capital, managing risk, and supplying liquidity across global markets.