Job description

Role Overview

The position of Investment Banking Analyst / Compliance Manager entails providing critical support through financial analysis, transaction processing, and regulatory compliance oversight, ensuring robust business operations while adhering to relevant laws, regulations, and internal policies. This dual-responsibility role merges analytical skill with risk management to promote strategic financial initiatives and uphold a reliable compliance framework.

Key Duties

Perform detailed financial analyses, market research, and evaluations of companies and industries.
Develop financial models, conduct valuation assessments, and generate comprehensive presentation documents to facilitate investment decisions and business strategy.
Support due diligence, manage transaction-related documentation, and coordinate activities related to mergers and acquisitions, capital markets, and corporate finance projects as necessary.
Design, implement, and monitor compliance guidelines, internal control mechanisms, and risk management procedures to ensure adherence to regulatory standards and internal policies.
Conduct reviews of business functions to detect compliance risks, execute internal audits, and provide recommendations to enhance governance and operational integrity.
Assist with regulatory filings, audit preparations, policy development, and promote compliance awareness among employees.
Collaborate with legal, finance, operations, and senior management stakeholders to sustain alignment with regulatory requirements and organizational goals.
Stay updated on changes in regulations, financial markets, and industry best practices to support effective decision-making and maintain an up-to-date compliance program.

Qualifications and Skills

In-depth knowledge of corporate finance principles, including financial analysis, valuation techniques, capital markets, and investment banking operations.
Expertise in interpreting financial statements, market data, and preparing structured financial reports and presentations.
Strong understanding of regulatory compliance, corporate governance, internal controls, and risk management practices relevant to financial institutions.
Capability to identify compliance risks and devise actionable solutions to improve regulatory compliance.
Proficiency in spreadsheet software, financial modeling, data analysis, and reporting tools; familiarity with financial databases and compliance monitoring systems is advantageous.
Exceptional analytical, quantitative, and problem-solving abilities to assess complex financial and regulatory information effectively.
Excellent communication skills, both written and verbal, including preparing professional documentation and collaborating with diverse teams.
Attention to detail, integrity, sound judgment, and the capacity to manage multiple priorities within a fast-paced environment.