Compliance Officer - Financial Crime Compliance

About the Company

This opportunity is with a reputable financial services platform based in Singapore, possessing licensed entities that operate across diverse capital markets and investment sectors.

Job Overview and Responsibilities

The appointed Financial Crime Compliance Officer will oversee Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) compliance matters spanning multiple business divisions including institutional brokerage, sales and trading, investment banking, derivatives, fixed income, wealth management, and asset management.

• Ensure AML/CFT compliance adherence across Singapore licensed entities.
• Perform enterprise-wide assessments of money laundering and terrorist financing risks.
• Monitor client transactions and business relationships for indications of suspicious activity.
• Review Know Your Customer (KYC) documentation and onboarding procedures for clients.
• Support periodic compliance reviews, remediation efforts, screening processes, and ad-hoc risk evaluations.
• Provide guidance to business units, operations, and support teams on AML/CFT regulatory requirements.
• Prepare reports on suspicious transactions and assist with escalating significant matters.
• Compile and present updates on financial crime compliance for management and governance committees.
• Conduct AML/CFT training sessions and perform ongoing compliance monitoring.
• Assist with regulatory examinations by MAS, SGX, and both internal and external audits concerning financial crime issues.
• Keep abreast of regulatory changes and recommend enhancements to compliance frameworks.

Candidate Profile and Qualifications

• Possession of a Bachelor's degree in Accounting, Banking, Finance or a related field.
• At least two years of relevant compliance experience in a financial institution.
• Preferred background in AML/CFT, KYC, account opening, or client onboarding processes.
• Beneficial experience within securities, brokerage, wealth management, asset management, or capital markets sectors.
• Comprehensive knowledge of Singapore's AML/CFT regulatory environment; familiarity with Hong Kong regulations is an advantage.
• Holding ACAMS certification or other recognized financial crime qualifications is a plus.
• Proficient analytical abilities to evaluate risks associated with clients, products, geographies, and transactions.
• Detail-focused, self-driven, and capable of coordinating with diverse stakeholders.
• Fluent in English, with Mandarin language skills highly preferred to facilitate communication with North Asian market counterparts.

Work Environment

• Work location is in Singapore’s Central Business District (CBD).
• Position requires full onsite presence (100% in-office).

Application Process

Candidates interested in this role should prepare their resumes for submission to the hiring manager. Only those shortlisted will receive further communication regarding the selection process.