- 经验
- 5年以上
- 薪水
- —
- 职位空缺
- 1
- 发布
- 2小时前
- 工作模式
- 在办公室
- 学历
- 学士学位
- 恢复
- 需要申请
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职位描述
About Suan Capital Ltd
Suan Capital Ltd is an alternative investment firm being established in Zambia, aiming to offer investment opportunities to global investors.
Role Overview
The firm seeks a dedicated, principled, and meticulous Compliance Officer responsible for creating and managing a compliance and regulatory framework. This role ensures the firm's adherence to all relevant laws, regulations, license requirements, and internal controls.
Primary Responsibilities
- Design, implement, and upkeep the firm's compliance program.
- Ensure adherence to the Securities Act, SEC rules, and license conditions.
- Stay abreast of regulatory changes; advise management on impacts.
- Coordinate all regulatory inspections and reviews.
- Prepare and submit regulatory documentation and reports.
- Act as the main contact for the Securities and Exchange Commission and other regulators.
- Supervise the deployment, monitoring, and reviews of the firm's governance.
- Keep all policies updated, compliant, and effective.
- Develop and conduct yearly compliance training sessions.
Required Qualifications and Experience
- Bachelor's degree in Law, Finance, Accounting, Economics, Business Administration or related fields.
- Additional certifications in compliance, governance, risk management, AML or similar areas are preferred.
- Membership in a recognized professional association is advantageous.
- Strong communication, relationship-building, and leadership capabilities.
- At least five years’ experience in compliance, risk, legal, audit, or regulatory roles in financial services.
- Experience with investment advisory, asset management, banking, development finance, securities, pension funds, or financial regulators is highly valued.
- Proven track record with AML/CFT program execution.
- Experience liaising with regulators is desirable.
Additional Information
- Position is based in Lusaka, Zambia.
- Full-time employment reporting to the Managing Director.
Application Instructions
Interested candidates should submit their resume and cover letter via email to recruitment@suancapital.com.