Securities Dealer - Singapore

Role Overview

The Securities Dealer plays a crucial role in ensuring the prompt and accurate execution of client trades to support Wealth Management operations.

Key Responsibilities

• Execute trades effectively across multiple trading platforms to ensure the best possible outcomes in various markets.
• Deliver market insights and highlight investment opportunities across different asset classes to assist Wealth Relationship Managers in engaging clients with relevant information.
• Provide investment pricing quotations that align with client objectives and risk tolerance levels.
• Follow all policies and procedures regarding product due diligence and ensure suitability assessments are conducted properly.
• Operate strictly within the regulations set by MAS and SFA, maintaining internal governance compliance for all regulated activities.
• Support and contribute to special projects or initiatives as assigned periodically.

Qualifications and Skills

• Holder of a bachelor's degree with at least three years of experience focused on Private Banking Advisory and Execution Desk roles; experience across multiple asset classes is beneficial.
• Possesses certifications such as FMRP, CMFAS RES 2B (previously M1B), CM-EIP (previously M6), CM-SIP (previously M6A), CACS 1, and CACS 2.
• Well-versed in Bloomberg and MarketAxess platforms; familiar with core banking software like Avaloq is a plus.
• Advanced proficiency in MS Excel; knowledge of VBA and Python programming provides an advantage.
• Highly detail-oriented, accountable, and takes full ownership of responsibilities.
• Exhibits a collaborative, team-centric attitude and proactive work approach.
• Capable of thriving within a fast-moving and high-pressure work environment.

Additional Information

Preference is given to applicants who are Singaporean citizens or Permanent Residents.