Compliance Officer

Role overview

Dolphin Markets is hiring a Compliance Officer in Dubai, United Arab Emirates. This position is for someone who can help the business stay aligned with applicable regulations, strengthen internal controls, and support day-to-day compliance operations in a financial services environment.

Key responsibilities

• Spot compliance-related risks and recommend suitable policies, procedures, systems, and controls to reduce exposure.
• Keep clear records describing the compliance function, including its structure, duties, and operating processes.
• Track any compliance failures, ensure they are escalated properly, and follow through on corrective action.
• Brief senior leadership on regulatory changes and explain how those updates affect the business.
• Help prepare the firm for compliance and risk review visits.
• Review advertising and marketing content to make sure it follows regulatory standards.
• Handle registration and withdrawal paperwork for individuals associated with the firm.
• Make sure staff receive the training they need on mandatory compliance do’s and don’ts.
• Coordinate with the regulator and submit required regulatory filings and ad hoc notifications within deadlines.
• Maintain regulatory records, files, and official registers for the firm.
• Where relevant, assist and provide guidance to the group Compliance Officer.

Requirements

• You should have 3 to 5 years of compliance experience in Forex, CFDs, Financial Services, Banking, or FinTech.
• A CMA License - Category 5 is required.
• Solid knowledge of AML/CFT, KYC, and wider regulatory compliance obligations is expected.
• Prior experience working with financial regulators and preparing regulatory reports is important.
• You must bring strong analytical, communication, and organizational abilities.
• Professional qualifications in Compliance, AML, Risk Management, or similar areas will be considered a plus.
• Experience in a brokerage or trading setting is strongly preferred.

What the role offers

• A flexible work arrangement.
• The chance to join a growing international brokerage.
• Compensation that is competitive and tied to experience.
• A fast-paced, professional, and dynamic workplace.

Additional information

This role is located onsite in Dubai, United Arab Emirates and is part-time. No specific salary figure, opening count, or application deadline was provided.